Li, Tuo 李拓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2015-11-06 | 2022-11-30 | Rep | Asset management | 2015-11-06 | 2022-11-30 |
| 2 | JPMorgan Funds (Asia) Limited | Rep | Advising on securities | 2015-11-06 | 2022-11-30 | Rep | Asset management | 2015-11-06 | 2022-11-30 | Rep | Dealing in securities | 2015-11-06 | 2022-11-30 |
| 3 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-02-20 | 2023-10-20 | Rep | Dealing in securities | 2023-02-20 | 2023-10-20 | RO | Advising on securities | 2023-10-20 | RO | Dealing in securities | 2023-10-20 |
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