Tam, Kwong Ting 譚光庭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KCG FUND MANAGEMENT LIMITED | Rep | Asset management | 2016-03-15 | 2017-04-07 |
| 2 | KCG SECURITIES ASIA LIMITED | Rep | Advising on securities | 2015-11-06 | 2017-04-07 | Rep | Asset management | 2015-11-06 | 2017-04-07 |
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