Wen, Xiao (SFC:BGL467) 文晓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2022-04-06 | Rep | Dealing in securities | 2022-04-06 |
| 2 | BOCOM International Securities Limited | Rep | Advising on securities | 2018-01-15 | 2018-08-01 |
| 3 | China Vered Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-09-30 | 2017-12-15 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2015-11-05 | 2016-05-31 |
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