Lu, Liyan 陸麗妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Flow Capital (HK) Limited | RO | Asset management | 2021-05-11 | RO | Advising on securities | 2023-02-27 | RO | Dealing in securities | 2023-02-27 |
| 2 | Great Wall Pan Asia Asset Management Limited | Rep | Dealing in securities | 2015-12-10 | 2019-04-30 | Rep | Advising on securities | 2016-05-18 | 2019-04-30 | Rep | Asset management | 2016-05-18 | 2019-04-30 |
| 3 | GUOTAI JUNAN FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2019-05-16 | 2020-05-29 | Rep | Asset management | 2019-05-16 | 2020-05-29 | Rep | Dealing in securities | 2019-05-16 | 2020-05-29 |
| 4 | QMIS Securities Limited | Rep | Dealing in securities | 2015-11-09 | 2015-11-17 |
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