Wang, Shengnan (SFC:BGL389) 王盛男
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC International Capital Limited | Rep | Advising on corporate finance | 2021-04-12 | Rep | Dealing in securities | 2021-04-12 | 2023-01-12 | RO | Dealing in securities | 2023-01-12 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-04-12 | |
| 3 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2015-11-09 | 2021-03-31 | Rep | Advising on securities | 2015-11-09 | 2021-03-31 | Rep | Dealing in securities | 2015-11-09 | 2021-03-31 |
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