Lewis, Richard James (SFC:BGL296)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Dealing in futures contracts | 2015-11-09 | 2017-06-30 | Rep | Dealing in securities | 2015-11-09 | 2017-06-30 |
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