Leung, Wu Yan 梁護欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Asset Management Company Limited | Rep | Advising on securities | 2017-08-08 | 2017-09-14 | CHIEF SECURITIES LIMITED | Rep | 2017-09-26 | 2018-05-05 | China Securities (International) Brokerage Company Limited | Rep | 2018-05-31 |
| 2 | China Securities (International) Asset Management Company Limited | Rep | Asset management | 2017-08-08 | 2017-09-14 | CHIEF SECURITIES LIMITED | Rep | 2017-09-26 | 2018-05-05 | China Securities (International) Asset Management Company Limited | Rep | 2018-05-31 |
| 3 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2015-11-10 | 2017-09-14 | CHIEF COMMODITIES LIMITED | Rep | 2017-09-26 | 2018-05-05 | China Securities (International) Brokerage Company Limited | Rep | 2018-05-31 |
| 4 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2015-11-10 | 2017-09-14 | CHIEF SECURITIES LIMITED | Rep | 2017-09-26 | 2018-05-05 | China Securities (International) Brokerage Company Limited | Rep | 2018-05-31 |
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