Wong, Chung Yin (SFC:BPY276) 王頌賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2021-10-06 | 2021-10-19 | Rep | Dealing in securities | 2021-10-06 | 2021-10-19 |
| 2 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2021-11-18 | 2023-09-08 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2020-08-17 | 2021-09-03 | Rep | Advising on securities | 2020-08-17 | 2021-09-03 | Rep | Asset management | 2020-08-17 | 2021-09-03 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2020-08-17 | 2020-12-09 | Rep | Advising on securities | 2020-08-17 | 2020-12-09 | Rep | Asset management | 2020-08-17 | 2020-12-09 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2020-08-17 | 2021-09-03 | Rep | Asset management | 2020-08-17 | 2021-09-03 | Rep | Dealing in securities | 2020-08-17 | 2021-09-03 |
| 6 | LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-11-27 | Rep | Advising on securities | 2023-11-29 |
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