Yu, Frank Sum Chi 虞森馳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-11-17 | 2016-08-24 | Rep | Advising on securities | 2015-11-17 | 2016-08-24 | Rep | Dealing in securities | 2015-11-17 | 2016-08-24 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-10-12 | 2017-02-28 | Rep | Dealing in securities | 2016-10-12 | 2017-02-28 |
| 3 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-10-12 | 2017-02-28 |
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