Tai, Ka Yee (SFC:BGL131) 戴嘉儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2017-01-03 | 2018-03-23 | Rep | Advising on securities | 2017-05-08 | 2018-03-23 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-11-17 | 2016-12-16 |
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