Liao, Ted Tar-Te 廖大德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2015-11-18 | 2017-10-02 | Rep | Dealing in securities | 2015-11-18 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2018-09-10 | Rep | Dealing in securities | 2017-10-03 | 2018-09-10 | RO | Advising on securities | 2018-09-10 | 2019-07-27 | RO | Dealing in securities | 2018-09-10 | 2019-07-27 |
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