Chan, Kwong Yuen (SFC:BGN069) 陳廣源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2022-02-21 | 2023-04-28 | Rep | Dealing in securities | 2022-02-21 | 2023-04-28 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-11-19 | 2018-03-11 | Rep | Dealing in futures contracts | 2015-11-19 | 2018-03-11 | Rep | Dealing in securities | 2015-11-19 | 2018-03-11 |
| 3 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2018-04-20 | 2019-10-15 |
| 4 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2018-05-15 | 2019-10-15 | Rep | Asset management | 2018-05-15 | 2019-10-15 | Rep | Dealing in securities | 2019-05-24 | 2019-10-15 |
| 5 | Mason Securities Limited | Rep | Advising on securities | 2018-04-20 | 2019-10-15 | Rep | Asset management | 2018-04-20 | 2019-10-15 | Rep | Dealing in securities | 2018-04-20 | 2019-10-15 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy