Tang, Hiu Yan 鄧曉欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2023-02-27 | 2023-07-06 | Rep | Dealing in securities | 2023-02-27 | 2023-07-06 |
| 2 | Hang Tang International Capital Management Limited | Rep | Dealing in securities | 2021-11-10 | 2022-08-31 | Rep | Advising on securities | 2022-03-09 | 2022-08-31 | Rep | Asset management | 2022-03-09 | 2022-08-31 |
| 3 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2020-08-21 | 2021-08-16 |
| 4 | Yunfeng Securities Limited | Rep | Dealing in securities | 2020-08-21 | 2021-08-16 |
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