Lau, Pan 劉斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Atta Securities Limited | Rep | Dealing in securities | 2019-06-19 | 2019-07-05 | RO | Dealing in securities | 2019-07-05 |
| 2 | Huarong International Asset Management Limited | Rep | Asset management | 2016-02-12 | 2018-03-16 |
| 3 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2015-11-23 | 2016-02-12 | Rep | Dealing in securities | 2015-11-23 | 2018-08-10 | RO | Dealing in securities | 2018-08-10 | 2018-12-14 |
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