Luo, Tianbao 羅天宝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-10-05 | 2023-05-04 | Rep | Advising on futures contracts | 2021-12-24 | 2023-05-04 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-08-25 | 2020-12-04 | Rep | Dealing in securities | 2020-08-25 | 2020-12-04 | RO | Advising on securities | 2020-12-04 | 2023-05-04 | RO | Dealing in securities | 2020-12-04 | 2023-05-04 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-11-13 |
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