Hu, Shengsui 胡盛穗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Carnegie Hill Capital Partners Limited | RO | Advising on securities | 2015-11-25 | 2018-06-15 | RO | Asset management | 2015-11-25 | 2018-06-15 |
| 2 | China Zhong Sheng Securities Limited | RO | Advising on securities | 2019-01-29 | 2019-09-13 | RO | Asset management | 2019-01-29 | 2019-09-13 | RO | Dealing in securities | 2019-01-29 | 2019-09-13 |
| 3 | Huarong International Asset Management Limited | Rep | Asset management | 2023-11-14 | 2024-01-08 | RO | Asset management | 2024-01-08 | 2024-01-12 |
| 4 | Huarong International Securities Limited | Rep | Advising on securities | 2023-11-14 | 2024-01-08 | Rep | Dealing in securities | 2023-11-14 | 2024-01-08 | RO | Advising on securities | 2024-01-08 | 2024-01-12 | RO | Dealing in securities | 2024-01-08 | 2024-01-12 |
| 5 | Neutral Financial Holding Company Limited | Rep | Advising on securities | 2019-11-22 | 2020-01-08 | Rep | Asset management | 2019-11-22 | 2020-01-08 | Rep | Dealing in securities | 2019-11-22 | 2020-01-08 | RO | Advising on securities | 2020-01-08 | 2021-05-03 | RO | Asset management | 2020-01-08 | 2021-05-03 | RO | Dealing in securities | 2020-01-08 | 2021-05-03 |
| 6 | ROYAL MORGAN FUND MANAGEMENT CO. LIMITED | RO | Advising on securities | 2021-07-22 | 2023-07-03 | RO | Asset management | 2021-07-22 | 2023-07-03 | RO | Dealing in securities | 2021-07-22 | 2023-07-03 |
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