Liu, Victoria Audrey 廖卓琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2021-05-04 | 2021-07-26 | Rep | Asset management | 2021-05-04 | 2021-07-26 | Rep | Dealing in securities | 2021-05-04 | 2021-07-26 |
| 2 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2015-11-26 | 2018-05-05 |
| 3 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2015-11-26 | 2018-05-05 |
| 4 | M&G Investments (Hong Kong) Limited | Rep | Dealing in securities | 2018-06-01 | 2020-11-10 | Rep | Advising on securities | 2019-11-07 | 2020-11-10 |
| 5 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2021-08-24 | Rep | Dealing in securities | 2021-08-24 |
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