Liu, Shaojie (SFC:BPX931) 劉少杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yunfeng Asset Management Limited | Rep | Asset management | 2020-08-28 | 2022-05-31 | RO | Advising on securities | 2021-07-23 | 2022-05-31 |
| 2 | Yunfeng Financial Markets Limited | Rep | Advising on securities | 2020-08-28 | 2021-01-18 | Rep | Asset management | 2020-08-28 | 2022-05-31 | RO | Advising on securities | 2021-01-18 | 2022-05-31 |
| 3 | Yunfeng Securities Limited | Rep | Advising on securities | 2020-08-28 | 2021-01-18 | RO | Advising on securities | 2021-01-18 | 2022-05-31 |
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