Sharma, Nikhil Balakrishnan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2015-11-27 | 2017-03-01 | Rep | Asset management | 2015-11-27 | 2017-03-01 | Rep | Dealing in securities | 2015-11-27 | 2017-03-01 |
| 2 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Asset management | 2017-03-14 | 2019-02-17 | Rep | Dealing in securities | 2017-03-14 | 2019-02-17 |
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