Yu, Yiu Hei Boris 余曜希
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAIDAO CAPITAL LIMITED | Rep | Advising on securities | 2015-11-30 | 2017-01-03 | Rep | Asset management | 2015-11-30 | 2017-01-03 |
| 2 | CoreView Capital Management Limited | Rep | Asset management | 2020-11-06 | |
| 3 | Leo Capital Corp (Hong Kong) Limited | Rep | Advising on securities | 2017-01-17 | 2018-03-29 | Rep | Asset management | 2017-01-17 | 2018-03-29 |
| 4 | SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2018-04-11 | 2019-09-30 | Rep | Asset management | 2018-04-11 | 2019-09-30 |
| 5 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-10-01 | 2020-10-24 | Rep | Asset management | 2019-10-01 | 2020-10-24 | Rep | Dealing in securities | 2020-01-14 | 2020-10-24 |
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