Poon, Koon Ting 潘冠廷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2015-12-01 | 2019-02-12 | Rep | Dealing in futures contracts | 2015-12-01 | 2019-02-12 | Rep | Dealing in securities | 2015-12-01 | 2019-02-12 |
| 2 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2019-03-01 | 2019-08-13 | Rep | Dealing in securities | 2019-03-01 | 2019-08-13 |
| 3 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2024-01-04 | Rep | Dealing in securities | 2024-01-04 |
| 4 | SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2019-09-12 | 2021-03-05 | Rep | Asset management | 2019-11-04 | 2021-03-05 |
| 5 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2019-09-12 | 2021-03-05 | Rep | Dealing in securities | 2019-09-12 | 2021-03-05 | Rep | Asset management | 2019-11-04 | 2021-03-05 |
| 6 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2019-09-12 | 2021-03-05 | Rep | Dealing in securities | 2019-09-12 | 2021-03-05 | Rep | Asset management | 2019-11-04 | 2021-03-05 |
| 7 | Value Partners Private Equity Limited | Rep | Advising on securities | 2019-09-12 | 2021-03-05 | Rep | Asset management | 2019-11-04 | 2021-03-05 |
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