Wang, Xiaowei (SFC:BGN022) 王曉煒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Changjiang Securities Brokerage (HK) Limited | Rep | Advising on securities | 2018-12-05 | 2021-05-14 |
2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2015-12-01 | 2016-06-30 | Rep | Advising on securities | 2016-07-01 | 2018-03-23 |
3 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2018-04-23 | 2018-11-08 |
4 | Sino-Ocean Investment Management Limited | Rep | Advising on securities | 2021-07-05 | 2021-07-08 |
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