Shen, Cheng (SFC:BGP585) 沈成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-12-01 | 2017-07-01 | Rep | Dealing in securities | 2015-12-01 | 2017-07-01 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2017-07-10 | 2018-10-02 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2017-07-10 | 2018-10-02 |
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