Navlakha, Nilesh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Advising on securities | 2021-07-05 | 2021-11-08 | Rep | Dealing in securities | 2021-07-05 | 2021-11-08 | RO | Advising on securities | 2021-11-08 | RO | Dealing in securities | 2021-11-08 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | RO | Advising on securities | 2015-12-02 | 2019-01-20 | RO | Automated trading services | 2015-12-02 | 2019-01-20 | RO | Dealing in securities | 2015-12-02 | 2019-01-20 |
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