Kim, Dennis Hong
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2015-12-02 | 2015-12-04 | Rep | Dealing in securities | 2015-12-02 | 2015-12-04 | Rep | Advising on securities | 2017-05-08 | 2017-05-11 | Rep | Dealing in securities | 2017-05-08 | 2017-05-11 | Rep | Advising on securities | 2017-11-13 | 2023-09-01 | Rep | Dealing in securities | 2017-11-13 | 2023-09-01 |
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