Su, Xiaofan 蘇小凡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2018-04-10 | |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-12-07 | 2017-09-12 |
| 3 | orientiert XYZ Securities Limited | Rep | Advising on corporate finance | 2017-10-06 | 2018-03-04 | Rep | Advising on securities | 2017-10-06 | 2018-03-04 | Rep | Dealing in securities | 2017-10-06 | 2018-03-04 |
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