Chiu, Man Sum 趙文深
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2017-09-01 | 2021-05-28 |
| 2 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-09-01 | 2021-05-28 |
| 3 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-06-17 | 2022-12-30 | Rep | Advising on securities | 2021-06-17 | 2022-12-30 | Rep | Dealing in securities | 2021-06-17 | 2022-12-30 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-06-17 | 2022-12-30 |
| 5 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2015-12-07 | 2017-08-06 | Rep | Advising on securities | 2015-12-07 | 2017-08-06 | Rep | Dealing in securities | 2015-12-07 | 2017-08-06 |
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