Chadha, Prashant
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Brickfield Partners Limited | Rep | Asset management | 2019-04-04 | |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2017-08-03 | 2018-08-29 | Rep | Dealing in futures contracts | 2017-08-03 | 2018-08-29 | Rep | Dealing in securities | 2017-08-03 | 2018-08-29 | Rep | Advising on futures contracts | 2018-01-16 | 2018-08-29 |
| 3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2015-12-07 | 2017-03-31 | Rep | Dealing in futures contracts | 2015-12-07 | 2017-03-31 |
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