Siu, Lai Ki (SFC:BGP986) 蕭麗琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Asset management | 2016-10-24 | 2019-01-06 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-05-15 | 2019-01-06 | Rep | Dealing in futures contracts | 2020-07-29 | 2021-08-30 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-03-07 | 2019-01-06 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2015-12-07 | 2019-01-06 | Rep | Advising on securities | 2020-07-29 | 2021-08-30 | Rep | Dealing in securities | 2020-07-29 | 2021-08-30 |
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