Yim, Wing Shan 嚴穎姍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2022-08-30 | 2023-04-28 | Rep | Dealing in securities | 2022-08-30 | 2023-04-28 |
| 2 | CR Wealth and Asset Management Limited | Rep | Advising on securities | 2022-08-30 | 2023-04-28 | Rep | Asset management | 2022-08-30 | 2023-04-28 | Rep | Dealing in securities | 2022-08-30 | 2023-04-28 |
| 3 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-12-08 | 2022-07-29 | Rep | Dealing in securities | 2015-12-08 | 2022-07-29 | Rep | Advising on securities | 2023-08-28 | Rep | Dealing in securities | 2023-08-28 |
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