Lai, Chuk Man 賴祝文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-12-10 | 2015-12-12 | Rep | Dealing in securities | 2015-12-10 | 2015-12-12 |
| 2 | China Everbright Global Investment Advisors Company Limited | Rep | Advising on corporate finance | 2021-07-30 | Rep | Advising on securities | 2021-07-30 | Rep | Dealing in securities | 2021-07-30 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2017-07-06 | 2020-11-13 | Rep | Advising on securities | 2017-07-06 | 2020-11-13 | Rep | Dealing in securities | 2017-07-06 | 2020-11-13 |
| 4 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2020-12-08 | 2021-06-05 | Rep | Advising on securities | 2020-12-08 | 2021-06-05 | Rep | Dealing in securities | 2020-12-08 | 2021-06-05 |
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