Tan, Xiaoqian 譚小倩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Limited | Rep | Advising on corporate finance | 2016-04-15 | 2017-05-12 | Rep | Dealing in securities | 2016-07-12 | 2017-05-12 |
| 2 | CMB International Securities Limited | Rep | Dealing in securities | 2015-12-11 | 2016-07-12 |
| 3 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-08-25 | 2019-09-09 | RO | Dealing in securities | 2019-09-09 | 2023-06-26 |
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