Li, Nicholas Che-Sun 李子燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Cowell & Lee Capital Management Limited | Rep | Advising on securities | 2018-06-04 | 2021-01-16 | Rep | Asset management | 2018-06-04 | 2021-01-16 |
| 2 | Houlihan Lokey (China) Limited | Rep | Advising on corporate finance | 2021-03-16 | Rep | Advising on securities | 2021-03-16 | Rep | Dealing in securities | 2021-03-16 |
| 3 | S&P Global Ratings Hong Kong Limited | Rep | Credit rating services | 2015-12-15 | 2018-05-04 |
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