Wang, Rui (SFC:BGP155) 王睿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-06-03 | 2021-01-15 |
| 2 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-03-19 | 2021-01-15 | Rep | Dealing in securities | 2020-06-03 | 2021-01-15 |
| 3 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-01-18 | 2018-09-07 | Rep | Asset management | 2017-01-18 | 2018-09-07 | Rep | Dealing in securities | 2017-01-18 | 2018-09-07 |
| 4 | SEASON ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-04-30 | 2020-01-17 | RO | Asset management | 2019-04-30 | 2020-01-17 |
| 5 | ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-12-15 | 2017-01-03 | Rep | Asset management | 2015-12-15 | 2017-01-03 |
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