Hammond, Michael Edmund
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Advising on securities | 2020-09-11 | 2020-10-09 | Rep | Dealing in securities | 2020-09-11 | 2020-10-09 |
| 2 | CNI Securities Group Limited | Rep | Advising on securities | 2020-11-06 | 2022-07-15 | Rep | Dealing in securities | 2020-11-06 | 2022-07-15 |
| 3 | GPB Financial Services Hong Kong Limited | RO | Advising on securities | 2015-12-15 | 2018-12-31 | RO | Dealing in securities | 2015-12-15 | 2018-12-31 |
| 4 | Pearl Bridge Securities Limited | Rep | Advising on securities | 2019-07-02 | 2020-07-18 | Rep | Dealing in securities | 2019-07-02 | 2020-07-18 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy