Lam, Sung Wai 林崇偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-12-22 | Rep | Dealing in securities | 2021-12-22 |
2 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-11-10 | 2018-04-20 |
3 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-10 | 2018-04-20 |
4 | I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2015-12-16 | 2016-11-03 | Rep | Dealing in securities | 2015-12-16 | 2016-11-03 |
5 | iTrade Securities Investment Limited | Rep | Dealing in securities | 2020-07-06 | 2021-12-01 | Rep | Advising on securities | 2021-01-27 | 2021-12-01 |
6 | Sun Growth Futures Limited | Rep | Dealing in futures contracts | 2018-10-03 | 2019-02-28 |
7 | SUN GROWTH SECURITIES LIMITED | Rep | Dealing in securities | 2018-05-03 | 2020-06-12 |
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