Zhu, Yahua 朱亞驊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aden Financial Group Limited | Rep | Advising on securities | 2022-04-22 | 2022-06-24 | Rep | Asset management | 2022-04-22 | 2022-06-24 | Rep | Dealing in securities | 2022-04-22 | 2022-06-24 |
| 2 | CMBC International Capital Limited | Rep | Advising on corporate finance | 2017-03-20 | 2018-07-11 | Rep | Dealing in securities | 2017-03-20 | 2018-07-11 |
| 3 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-12-21 | 2021-12-10 | Rep | Advising on securities | 2019-01-11 | 2021-12-10 | Rep | Asset management | 2019-01-11 | 2021-12-10 |
| 4 | NUOXIN CAPITAL (HONG KONG) LIMITED | Rep | Advising on securities | 2015-12-16 | 2016-05-31 | Rep | Asset management | 2015-12-16 | 2016-05-31 |
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