Cheng, Yi Yan 鄭怡欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2024-08-28 | Rep | Advising on securities | 2024-08-28 | Rep | Asset management | 2024-08-28 |
| 2 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2024-08-28 | Rep | Asset management | 2024-08-28 | Rep | Dealing in securities | 2024-08-28 |
| 3 | SDICS International Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-10-13 | 2024-08-04 | Rep | Asset management | 2023-10-13 | 2024-08-04 |
| 4 | SDICS International Securities (Hong Kong) Limited | Rep | Advising on securities | 2020-09-18 | 2023-03-17 | Rep | Dealing in securities | 2020-09-18 | 2023-09-12 |
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