Nie, Congcong 聶聰聰

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Advising on corporate finance 2018-11-21 2021-07-16
Rep Dealing in securities 2018-12-04 2021-07-16
2 BOCI ASIA LIMITED Rep Advising on corporate finance 2015-12-21 2018-09-21
3 CITIC Securities (Hong Kong) Limited Rep Advising on corporate finance 2021-09-10
Rep Advising on securities 2021-11-25
4 CLSA LIMITED Rep Dealing in securities 2021-09-10

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