Nie, Congcong 聶聰聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2015-12-21 | 2018-09-21 |
2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2018-11-21 | 2021-07-16 |
3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-09-10 | |
4 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2021-11-25 | |
5 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2018-12-04 | 2021-07-16 |
6 | CLSA LIMITED | Rep | Dealing in securities | 2021-09-10 |
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