Cai, Yi (SFC:BGR301) 蔡乙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2015-12-21 | 2017-07-28 |
| 2 | CMB International Capital Limited | Rep | Advising on corporate finance | 2017-08-25 | 2020-02-14 |
| 3 | CMB International Capital Limited | Rep | Dealing in securities | 2017-08-25 | 2020-02-14 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2020-03-24 | 2023-08-09 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-03-24 | 2023-08-09 |
| 6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2020-04-06 | 2023-08-09 |
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