Xu, Qian (SFC:BGQ738) 徐倩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2015-12-22 | 2019-01-29 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2015-12-22 | 2019-01-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-12-22 | 2019-01-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-12-22 | 2019-01-29 |
| 5 | LMR Partners Limited | Rep | Asset management | 2019-08-13 | 2021-03-29 |
| 6 | Deltroit (Hong Kong) Limited | Rep | Advising on securities | 2021-09-13 | 2023-05-08 |
| 7 | Deltroit (Hong Kong) Limited | Rep | Asset management | 2021-09-13 | 2023-05-08 |
| 8 | Deltroit (Hong Kong) Limited | Rep | Dealing in securities | 2021-09-13 | 2023-05-08 |
| 9 | Deltroit (Hong Kong) Limited | RO | Advising on securities | 2023-05-08 | |
| 10 | Deltroit (Hong Kong) Limited | RO | Asset management | 2023-05-08 | |
| 11 | Deltroit (Hong Kong) Limited | RO | Dealing in securities | 2023-05-08 |
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