Lau, Funnie Ngar Yee 劉雅兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aspenwood Capital Limited | Rep | Advising on securities | 2022-12-05 | |
| 2 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2016-11-25 | 2019-05-31 |
| 3 | PEGASUS FUND MANAGERS LIMITED | Rep | Dealing in securities | 2015-12-23 | 2016-07-11 |
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