Wong, Shuk Yan 黃淑欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RAM Investment Advisors Limited | Rep | Advising on securities | 2023-04-24 | Rep | Dealing in securities | 2023-04-24 |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-09-25 | 2023-03-31 |
| 3 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-09-25 | 2023-03-31 |
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