Chan, Siu Kit (SFC:BGT717) 陳小潔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Asset management | 2017-11-07 | 2018-03-19 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-02-16 | 2016-10-25 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-01-04 | 2016-10-25 |
| 4 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-01-29 | 2018-03-19 |
| 5 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-11-03 | 2018-03-19 |
| 6 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-11-03 | 2018-03-19 | Rep | Asset management | 2017-09-12 | 2018-03-19 |
| 7 | Dongxing Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2018-03-27 | 2020-12-27 |
| 8 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-11-07 | 2018-03-19 |
| 9 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-03-03 | |
| 10 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-02-08 |
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