Ng, Ka Yiu (SFC:BGT745) 吳家耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Alpha Fund Management (HK) Limited | Rep | Advising on securities | 2016-01-04 | 2021-06-30 | Rep | Asset management | 2016-01-04 | 2021-06-30 |
| 2 | Sino-Ocean Investment Management Limited | Rep | Advising on securities | 2021-09-24 | 2021-11-12 | Rep | Asset management | 2021-09-24 | 2021-11-12 |
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