Li, Yan (SFC:BGM580) 李燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2018-05-28 | 2019-04-26 |
2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2016-01-04 | 2018-04-28 |
3 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2019-06-11 |
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