Chen, David Wai Chung 陳維忠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Atlantic Asset Management Limited | Rep | Advising on securities | 2016-05-26 | 2016-08-08 | Rep | Asset management | 2016-05-26 | 2016-08-08 |
| 2 | Cheung On Securities Limited | Rep | Asset management | 2023-10-26 | 2023-12-13 | RO | Asset management | 2023-12-13 |
| 3 | Glory Sun Securities Limited | Rep | Advising on securities | 2016-01-05 | 2016-08-08 | Rep | Asset management | 2016-01-05 | 2016-08-08 | Rep | Dealing in securities | 2016-01-05 | 2016-08-08 | Rep | Dealing in futures contracts | 2016-02-26 | 2016-08-08 |
| 4 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2017-02-06 | 2018-04-27 |
| 5 | South China Investment Management Limited | Rep | Asset management | 2017-02-06 | 2018-04-27 |
| 6 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2017-02-06 | 2018-04-27 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2017-02-06 | 2018-04-27 |
| 8 | Yupei Fortune Capital Limited | Rep | Advising on securities | 2018-08-02 | 2020-07-16 | Rep | Asset management | 2018-08-02 | 2020-07-16 | Rep | Dealing in securities | 2018-08-02 | 2020-07-16 |
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