Deng, William Shijun
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-01-06 | 2016-03-01 | Rep | Dealing in securities | 2016-01-06 | 2016-03-01 |
| 2 | ABCI Securities Company Limited | Rep | Dealing in securities | 2016-01-06 | 2016-03-01 |
| 3 | Carnegie Hill Capital Partners Limited | RO | Advising on securities | 2020-04-07 | 2021-03-10 | RO | Asset management | 2020-04-07 | 2021-03-10 | RO | Dealing in securities | 2020-10-23 | 2021-03-10 |
| 4 | Hywin Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2018-06-28 | 2018-09-14 | Rep | Asset management | 2018-06-28 | 2018-09-14 |
| 5 | Sigma Capital Management Limited | Rep | Advising on securities | 2021-07-07 | 2021-08-30 | Rep | Asset management | 2021-07-07 | 2021-08-30 | Rep | Dealing in securities | 2021-07-07 | 2021-08-30 | RO | Advising on securities | 2021-08-30 | RO | Asset management | 2021-08-30 | RO | Dealing in securities | 2021-08-30 |
| 6 | Tensant Securities Limited | Rep | Dealing in securities | 2019-02-08 | 2019-07-02 | RO | Dealing in securities | 2019-07-02 | 2019-12-10 |
| 7 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2016-03-22 | 2017-02-13 | Rep | Dealing in securities | 2016-03-22 | 2017-02-13 |
| 8 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-04-25 | 2018-02-28 |
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