Luo, Chendi 羅晨笛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2020-09-03 | 2021-08-29 | Rep | Dealing in securities | 2020-09-03 | 2021-08-29 |
| 2 | China Orient International Asset Management Limited | Rep | Advising on securities | 2016-01-07 | 2018-08-24 | Rep | Asset management | 2016-01-07 | 2018-08-24 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2019-04-12 | 2020-07-03 | Rep | Dealing in securities | 2019-04-12 | 2020-07-03 | Rep | Advising on futures contracts | 2020-02-04 | 2020-07-03 | Rep | Dealing in futures contracts | 2020-02-04 | 2020-07-03 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2021-10-29 | 2023-06-02 | Rep | Dealing in securities | 2021-10-29 | 2023-06-02 |
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